Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cheryl Ann Squier | 2198681 | 1 | 08/19/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Shane Sevcik | 5597558 | 2 | 07/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Campopiano | 4357852 | 3 | 07/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fred Eugene Krepps | 4408263 | 2 | 05/13/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Allan Nicholson | 4340425 | 1 | 08/10/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Edwin Abellon Sison | 2608319 | 2 | 05/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Rolle | 6097706 | 1 | 05/15/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Summer Elizabeth Odin | 6268766 | 1 | 04/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Schuyler E Grey | 1131933 | 5 | 04/06/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edwin Abellon Sison | 2608319 | 2 | 11/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |