Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Allan Sideras | 1050462 | 3 | 09/18/2020 | Customer Dispute | Settled | $10,962.60 | $0.00 | See FINRA Report |
| Mark Allan Nicholson | 4340425 | 1 | 08/10/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Gregory Roy Tucker | 501274 | 10 | 07/07/2020 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Edwin Abellon Sison | 2608319 | 2 | 05/20/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Rolle | 6097706 | 1 | 05/15/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Summer Elizabeth Odin | 6268766 | 1 | 04/16/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Roy Tucker | 501274 | 10 | 04/08/2020 | Customer Dispute | Withdrawn | $1,000,000.00 | $0.00 | See FINRA Report |
| Megan Marie Phillips | 5717234 | 1 | 04/05/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Theodore Nelson Rich | 2293736 | 2 | 04/05/2020 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Rick Bradford Coad | 1564508 | 1 | 12/21/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |