Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cindy Lynn Romney | 1123343 | 4 | 10/12/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vanessa Sophia Sainz | 3257512 | 1 | 07/18/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Leo Dooley | 1426361 | 4 | 08/13/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian John Bunkers | 1053509 | 1 | 08/07/1991 | Customer Dispute | Award / Judgment | $4,553.00 | $4,553.00 | See FINRA Report |
| Steven William Stahlberg | 722167 | 5 | 01/24/1991 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Gerald Raymond Conn | 52225 | 2 | 04/23/1990 | Customer Dispute | Settled | $68,400.00 | $0.00 | See FINRA Report |
| Miles Bradford Shanks | 1097468 | 1 | 10/30/1989 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Zara Guivi | 5778643 | 1 | 07/27/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John T Distad | 807349 | 2 | 07/01/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Schuyler E Grey | 1131933 | 5 | 07/01/1988 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |