Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cindy Lynn Romney | 1123343 | 4 | 11/02/1994 | Customer Dispute | Award / Judgment | $20,000.00 | $16,272.00 | See FINRA Report |
| Charles Andrew Keller | 2572381 | 1 | 10/26/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian J Zellner | 4269140 | 1 | 07/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Leo Dooley | 1426361 | 4 | 05/05/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven William Stahlberg | 722167 | 5 | 04/28/1994 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Steven William Stahlberg | 722167 | 5 | 04/08/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Gerard Leto | 4234723 | 1 | 03/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cindy Lynn Romney | 1123343 | 4 | 10/21/1993 | Customer Dispute | Settled | $16,708.00 | $0.00 | See FINRA Report |
| Brian James Courtney | 2723077 | 1 | 03/25/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cindy Lynn Romney | 1123343 | 4 | 03/01/1993 | Customer Dispute | Settled | $469,000.00 | $0.00 | See FINRA Report |