Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eugene Boruch Katz | 2994755 | 1 | 11/27/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Acampora | 1233579 | 6 | 08/19/1998 | Customer Dispute | Settled | $29,800.00 | $0.00 | See FINRA Report |
| Michael Anthony Acampora | 1233579 | 6 | 04/20/1998 | Customer Dispute | Closed-No Action | $317,000.00 | $0.00 | See FINRA Report |
| Eric Richard Pedersen | 5096373 | 2 | 02/09/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Scott Thomas | 2195656 | 5 | 02/05/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey John Decker | 1724886 | 4 | 01/05/1998 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Joseph William Pattison | 4191019 | 1 | 11/17/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Raymond Conn | 52225 | 2 | 06/09/1997 | Customer Dispute | Settled | $130,471.00 | $0.00 | See FINRA Report |
| Jeffrey John Decker | 1724886 | 4 | 12/20/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey John Decker | 1724886 | 4 | 11/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |