Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karla Ann Wastcoat | 2705393 | 1 | 09/11/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Leo Dooley | 1426361 | 4 | 08/21/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Meggyesy | 2693922 | 3 | 08/08/2001 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Eric Richard Pedersen | 5096373 | 2 | 08/08/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy John Beczkowski | 3190976 | 1 | 08/02/2001 | Customer Dispute | Denied | $43,000.60 | $0.00 | See FINRA Report |
| Stephen Lee Mar | 1295710 | 5 | 05/31/2001 | Customer Dispute | Closed-No Action | $22,000.00 | $0.00 | See FINRA Report |
| Khoi Huu Cung | 2776227 | 1 | 05/29/2001 | Customer Dispute | Settled | $51,200.00 | $0.00 | See FINRA Report |
| Robert Howard Hutchins | 254047 | 5 | 05/07/2001 | Customer Dispute | Denied | $5,800.00 | $0.00 | See FINRA Report |
| Keith Wade Malek | 3098234 | 2 | 03/31/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Acampora | 1233579 | 6 | 03/23/2001 | Customer Dispute | Award / Judgment | $345,000.00 | $32,150.00 | See FINRA Report |