Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Allen Judd | 1636139 | 1 | 10/16/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Anthony Lelli | 706305 | 1 | 10/01/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Meggyesy | 2693922 | 3 | 03/18/2002 | Customer Dispute | Settled | $882,575.00 | $0.00 | See FINRA Report |
| Michael Thomas Meggyesy | 2693922 | 3 | 02/25/2002 | Customer Dispute | Settled | $1,481,680.00 | $0.00 | See FINRA Report |
| Keith Wade Malek | 3098234 | 2 | 02/04/2002 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
| John Nicholas Vreeburg | 2001887 | 7 | 12/04/2001 | Customer Dispute | Denied | $164,242.00 | $0.00 | See FINRA Report |
| Stephen Lee Mar | 1295710 | 5 | 11/27/2001 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| James Kirby Richards | 1055535 | 1 | 10/31/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Lee Mar | 1295710 | 5 | 10/23/2001 | Customer Dispute | Settled | $79,000.00 | $0.00 | See FINRA Report |
| Matthew Stephenson Bryant | 5404854 | 1 | 09/15/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |