Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Scott Thomas | 2195656 | 5 | 10/31/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John T Distad | 807349 | 2 | 06/30/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mary Louise Muguira | 1930755 | 1 | 07/06/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arron Christopher Dieter | 2957766 | 2 | 05/13/2004 | Customer Dispute | Denied | $37,944.00 | $0.00 | See FINRA Report |
| Kirklen Andrew Meyer | 4588157 | 1 | 01/31/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin Richard Ledgerwood | 2696876 | 1 | 08/04/2003 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Steven William Stahlberg | 722167 | 5 | 04/10/2003 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Jeffrey Joe Bouchard | 1306466 | 2 | 03/31/2003 | Customer Dispute | Settled | $8,881,210.00 | $0.00 | See FINRA Report |
| Stephen Lee Mar | 1295710 | 5 | 01/27/2003 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| James Cello Rice | 1994125 | 1 | 12/05/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |