Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Lane Peterson | 2373232 | 1 | 02/27/2008 | Customer Dispute | Denied | $2,300,000.00 | $0.00 | See FINRA Report |
| Schuyler E Grey | 1131933 | 5 | 02/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Eric Boyden | 4490120 | 3 | 01/23/2008 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| Christopher Ross Omel | 2196034 | 1 | 07/30/2007 | Customer Dispute | Settled | $125,665.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Johnson | 6128513 | 1 | 06/09/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Acampora | 1233579 | 6 | 04/24/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sharmin Louise Ziska | 1948552 | 2 | 01/15/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph David Evans | 1679997 | 1 | 07/27/2006 | Customer Dispute | Settled | $24,357.00 | $0.00 | See FINRA Report |
| Thomas Leo Dooley | 1426361 | 4 | 05/19/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Nicholas Vreeburg | 2001887 | 7 | 02/04/2006 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |