Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gerald Raymond Conn | 52225 | 2 | 04/23/1990 | Customer Dispute | Settled | $68,400.00 | $0.00 | See FINRA Report |
| Miles Bradford Shanks | 1097468 | 1 | 10/30/1989 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| John T Distad | 807349 | 2 | 07/01/1988 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Schuyler E Grey | 1131933 | 5 | 07/01/1988 | Customer Dispute | Settled | $140,000.00 | $0.00 | See FINRA Report |
| Carlos Alberto Alcaine | 1296717 | 1 | 05/06/1987 | Customer Dispute | Settled | $13,422.20 | $0.00 | See FINRA Report |
| Robert Howard Hutchins | 254047 | 5 | 08/01/1983 | Customer Dispute | Settled | $197,813.00 | $0.00 | See FINRA Report |