Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Anthony Acampora | 1233579 | 6 | 08/19/1998 | Customer Dispute | Settled | $29,800.00 | $0.00 | See FINRA Report |
Daniel Scott Thomas | 2195656 | 5 | 02/05/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Gerald Raymond Conn | 52225 | 2 | 06/09/1997 | Customer Dispute | Settled | $130,471.00 | $0.00 | See FINRA Report |
Jeffrey John Decker | 1724886 | 4 | 12/20/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jeffrey John Decker | 1724886 | 4 | 11/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Steven William Stahlberg | 722167 | 5 | 04/28/1994 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
Steven William Stahlberg | 722167 | 5 | 04/08/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Cindy Lynn Romney | 1123343 | 4 | 10/21/1993 | Customer Dispute | Settled | $16,708.00 | $0.00 | See FINRA Report |
Cindy Lynn Romney | 1123343 | 4 | 03/01/1993 | Customer Dispute | Settled | $469,000.00 | $0.00 | See FINRA Report |
Steven William Stahlberg | 722167 | 5 | 01/24/1991 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |