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FINRA Broker Disclosures for D.A. Davidson & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 56 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Daniel Scott Thomas2195656504/23/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Schuyler E Grey1131933504/09/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Jason Vincent Purpura2901811104/07/2008Customer DisputeSettled$18,153.80$0.00See FINRA Report
Schuyler E Grey1131933502/27/2008Customer DisputeSettled$0.00$0.00See FINRA Report
Christopher Ross Omel2196034107/30/2007Customer DisputeSettled$125,665.00$0.00See FINRA Report
Joseph David Evans1679997107/27/2006Customer DisputeSettled$24,357.00$0.00See FINRA Report
John Nicholas Vreeburg2001887702/04/2006Customer DisputeSettled$10,000.00$0.00See FINRA Report
Martin Richard Ledgerwood2696876108/04/2003Customer DisputeSettled$30,000.00$0.00See FINRA Report
Jeffrey Joe Bouchard1306466203/31/2003Customer DisputeSettled$8,881,210.00$0.00See FINRA Report
Terry Allen Judd1636139110/16/2002Customer DisputeSettled$0.00$0.00See FINRA Report

56 Results

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