Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicolas Peter Bicking | 2873390 | 1 | 09/24/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Nicholas Vreeburg | 2001887 | 7 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Lowell Waite | 1182031 | 2 | 02/09/2009 | Customer Dispute | Settled | $114,742.00 | $0.00 | See FINRA Report |
| Robert Howard Hutchins | 254047 | 5 | 10/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Halden Hutchins | 2631143 | 2 | 10/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Ulrey | 2383986 | 2 | 10/21/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Schuyler E Grey | 1131933 | 5 | 10/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert J Vorbeck | 2409917 | 2 | 07/07/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Nicholas Vreeburg | 2001887 | 7 | 05/16/2008 | Customer Dispute | Settled | $118,228.00 | $0.00 | See FINRA Report |
| Robert J Vorbeck | 2409917 | 2 | 05/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |