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FINRA Broker Disclosures for D.A. Davidson & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.

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Displaying 21-26 out of 26 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Laurine Suzanne Schuette21316831205/01/2015FinancialFinal$0.00$0.00See FINRA Report
Laurine Suzanne Schuette21316831205/01/2015FinancialFinal$0.00$0.00See FINRA Report
Laurine Suzanne Schuette21316831204/05/2015FinancialFinal$0.00$0.00See FINRA Report
Marlene Kay Campbell2380195103/01/2015FinancialFinal$0.00$0.00See FINRA Report
Deborah Mae Clark4366350102/25/2015FinancialFinal$0.00$0.00See FINRA Report
Sonya Marie Spangelo5124060112/01/2014FinancialFinal$0.00$0.00See FINRA Report

26 Results

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