Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Richard Pedersen | 5096373 | 2 | 02/09/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph William Pattison | 4191019 | 1 | 11/17/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Andrew Keller | 2572381 | 1 | 10/26/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian J Zellner | 4269140 | 1 | 07/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Gerard Leto | 4234723 | 1 | 03/24/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian James Courtney | 2723077 | 1 | 03/25/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vanessa Sophia Sainz | 3257512 | 1 | 07/18/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zara Guivi | 5778643 | 1 | 07/27/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robin Faye Kisor | 3073076 | 3 | 11/15/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Colleran | 1868017 | 1 | 07/25/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |