Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Lee Mar | 1295710 | 5 | 10/11/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Warren Edward MacH | 818756 | 3 | 03/03/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Michael Ulrey | 2383986 | 2 | 10/30/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sharmin Louise Ziska | 1948552 | 2 | 01/15/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Scott Thomas | 2195656 | 5 | 10/31/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Cello Rice | 1994125 | 1 | 12/05/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Kirby Richards | 1055535 | 1 | 10/31/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tanja Marie Shibley | 1467106 | 1 | 12/12/1985 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |