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FINRA Broker Disclosures for D.A. Davidson & Co.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 30 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Lippard Bell2660446102/11/2009Customer DisputeDenied$12,000.00$0.00See FINRA Report
John Nicholas Vreeburg2001887708/08/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Brent Lane Peterson2373232102/27/2008Customer DisputeDenied$2,300,000.00$0.00See FINRA Report
Brian Eric Boyden4490120301/23/2008Customer DisputeDenied$175,000.00$0.00See FINRA Report
Michael Anthony Acampora1233579604/24/2007Customer DisputeDenied$0.00$0.00See FINRA Report
John T Distad807349206/30/2005Customer DisputeDenied$0.00$0.00See FINRA Report
Mary Louise Muguira1930755107/06/2004Customer DisputeDenied$0.00$0.00See FINRA Report
Arron Christopher Dieter2957766205/13/2004Customer DisputeDenied$37,944.00$0.00See FINRA Report
Steven William Stahlberg722167504/10/2003Customer DisputeDenied$400,000.00$0.00See FINRA Report
Stephen Lee Mar1295710501/27/2003Customer DisputeDenied$20,000.00$0.00See FINRA Report

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