Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arron Christopher Dieter | 2957766 | 2 | 09/28/2009 | Customer Dispute | Denied | $125,500.00 | $0.00 | See FINRA Report |
| Nicolas Peter Bicking | 2873390 | 1 | 09/24/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Nicholas Vreeburg | 2001887 | 7 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Scott Layne Hultsman | 2812372 | 1 | 05/20/2009 | Customer Dispute | Award / Judgment | $319,000.00 | $127,106.00 | See FINRA Report |
| Theodore Nelson Rich | 2293736 | 1 | 04/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Nicholas Vreeburg | 2001887 | 7 | 03/12/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Lippard Bell | 2660446 | 1 | 02/11/2009 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| John Lowell Waite | 1182031 | 2 | 02/09/2009 | Customer Dispute | Settled | $114,742.00 | $0.00 | See FINRA Report |
| John Lowell Waite | 1182031 | 2 | 02/05/2009 | Customer Dispute | Award / Judgment | $250,000.00 | $100,300.00 | See FINRA Report |
| Robert Howard Hutchins | 254047 | 5 | 10/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |