Our Staff has compiled our research into a database of FINRA Broker Disclosures for D.A. Davidson & Co.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy William Gaul | 2223868 | 2 | 09/24/2015 | Customer Dispute | Settled | $24,562.00 | $0.00 | See FINRA Report |
| Christopher Scott Connors | 4413251 | 1 | 10/30/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nathan Robert Truax | 3203882 | 1 | 08/03/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Warren Edward MacH | 818756 | 3 | 05/22/2012 | Customer Dispute | Settled | $157,000.00 | $0.00 | See FINRA Report |
| Anthony L George | 2268793 | 1 | 10/06/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Eric Boyden | 4490120 | 3 | 09/30/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Billy T Lynch | 869230 | 2 | 04/07/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Nicholas Vreeburg | 2001887 | 7 | 07/21/2010 | Customer Dispute | Settled | $25,647.00 | $0.00 | See FINRA Report |
| Brian Eric Boyden | 4490120 | 3 | 04/14/2010 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Richard Halden Hutchins | 2631143 | 2 | 11/02/2009 | Customer Dispute | Closed-No Action | $6,682.34 | $0.00 | See FINRA Report |