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FINRA Broker Disclosures for Secu Brokerage Services

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Secu Brokerage Services. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Elizabeth Hazel Anderson6793256110/26/2023FinancialFinal$0.00$0.00See FINRA Report
Michael Jason Timmons6552400102/17/2021Customer DisputeClosed-No Action$5,001.00$0.00See FINRA Report
Douglas Andrew Payne6150663105/01/2019FinancialFinal$0.00$0.00See FINRA Report
Sydney Kristina Contorno7564085411/01/2018FinancialFinal$0.00$0.00See FINRA Report
Sydney Kristina Contorno7564085411/01/2018FinancialFinal$0.00$0.00See FINRA Report
Kisha Ratliff Ellerbe6681552210/22/2018FinancialPending$0.00$0.00See FINRA Report
Sydney Kristina Contorno7564085409/01/2018FinancialFinal$0.00$0.00See FINRA Report
Sydney Kristina Contorno7564085408/01/2018FinancialFinal$0.00$0.00See FINRA Report
Kisha Ratliff Ellerbe6681552204/10/2018FinancialFinal$0.00$0.00See FINRA Report
Brent A Niswander5372846104/07/2017FinancialFinal$0.00$0.00See FINRA Report

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