Our Staff has compiled our research into a database of FINRA Broker Disclosures for BGC Financial, L.P.. Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Fernando Cuauhtli Gonzalez-Quintanilla | 5368996 | 1 | 05/20/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Wesley Wang | 2304216 | 2 | 03/06/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Bisgay | 4424156 | 1 | 11/01/2012 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth Michael Paulson | 2862259 | 1 | 03/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Howard William Lutnick | 1157026 | 2 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Anzalone | 1161513 | 1 | 12/09/2010 | Customer Dispute | Settled | $430,000,000.00 | $0.00 | See FINRA Report |
| Stephen Louis Scotto | 2547858 | 1 | 09/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Wesley Wang | 2304216 | 2 | 06/18/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Lewis | 2684821 | 1 | 12/02/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Joan James | 2377678 | 1 | 06/15/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |