Our Staff has compiled our research into a database of FINRA Broker Disclosures for BGC Financial, L.P.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Louis Scotto | 2547858 | 1 | 09/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Lewis | 2684821 | 1 | 12/02/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Joan James | 2377678 | 1 | 06/15/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel I Berthiaume | 2613400 | 1 | 01/24/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carlos F Blanco | 4405234 | 1 | 12/10/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Howard William Lutnick | 1157026 | 2 | 01/10/1992 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Michael James Farrell | 2348039 | 1 | 03/06/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony John Manzo | 1730936 | 1 | 04/08/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Howard Olensky | 1580234 | 1 | 03/28/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wayne Arthur Buchan | 3066610 | 1 | 02/03/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |