Our Staff has compiled our research into a database of FINRA Broker Disclosures for ICAP Securities USA LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Micali | 2909970 | 1 | 08/16/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John G Reardon | 2042196 | 2 | 10/09/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Francis Kennedy | 1695915 | 1 | 05/20/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alice Wilkins | 6003576 | 2 | 07/12/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alice Wilkins | 6003576 | 2 | 12/14/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |