Our Staff has compiled our research into a database of FINRA Broker Disclosures for Barclays Capital Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Rubinson | 4568948 | 1 | 09/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lowell Andrew Strug | 4508874 | 1 | 01/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Benjamin Sanders | 2189756 | 1 | 08/17/1998 | Customer Dispute | Award / Judgment | $75,000.00 | $57,510.00 | See FINRA Report |
| Joseph Michael Zitoune | 4953442 | 1 | 10/02/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Nash Linnane | 5811331 | 1 | 03/12/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Phillip Howard | 1670390 | 1 | 10/26/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean Brendan Byrne | 1550679 | 1 | 01/15/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |