Our Staff has compiled our research into a database of FINRA Broker Disclosures for Barclays Capital Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Paul Nolan | 5881065 | 1 | 07/08/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joshua Rubinson | 4568948 | 1 | 09/14/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Isaiah Edward Deresa | 7395196 | 1 | 01/02/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Nash Linnane | 5811331 | 1 | 03/12/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Osvaldo A Ramos | 2837335 | 1 | 08/27/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |