Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Gerard Ley | 1127048 | 3 | 03/25/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nikolay Bashmachnikov | 7610228 | 1 | 03/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles William Tripp | 6300862 | 2 | 03/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Bryan Bourgeois | 5757664 | 1 | 03/19/2024 | Customer Dispute | Pending | $4,159,830.00 | $0.00 | See FINRA Report |
| Robert John Palatella | 1492207 | 3 | 03/19/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Melanie Diane Gilmore | 4945629 | 1 | 03/19/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Robert Paul Gehlen | 2148074 | 4 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Gehlen | 2148074 | 4 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Marek Billington | 5352766 | 2 | 03/14/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alex Sanchez | 5624288 | 2 | 03/13/2024 | Customer Dispute | Denied | $13,821.00 | $0.00 | See FINRA Report |