Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles John Arliss | 846020 | 1 | 01/05/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ron Eli Cukier | 2510063 | 5 | 01/04/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Mark Olinsky | 3072493 | 1 | 11/13/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Howard Matson | 1016427 | 1 | 04/30/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Thomas Turnbough | 867704 | 7 | 04/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Thomas Turnbough | 867704 | 7 | 05/20/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Stanley Greenwald | 1603480 | 1 | 04/03/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leland David Levy | 308292 | 3 | 01/01/1953 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Richard Hukle | 501763 | 2 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George Stafford Eckhardt | 75264 | 6 | 11/30/-0001 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |