Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Waterman Pettit | 361950 | 4 | 01/02/1973 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy Delbridge Jordan | 860347 | 3 | 11/21/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Tovia Joseph Widman | 466236 | 1 | 11/09/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Waterman Pettit | 361950 | 4 | 10/13/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julian F Pace | 1000084 | 2 | 10/07/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas William Harris | 1019582 | 2 | 10/02/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Floyd Gilbert Bickel | 21026 | 1 | 01/05/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Weiss | 812663 | 2 | 12/30/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jill Leslie Massaro | 3134641 | 3 | 07/19/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dean Obrien Buell | 1353136 | 1 | 04/16/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |