Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mitchel Alexander Blanco | 7689485 | 1 | 05/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sameer Baig | 7057485 | 4 | 05/09/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Ross Pindus | 1268550 | 4 | 04/30/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Brenda Lee Lochhead | 2324929 | 2 | 04/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Widmarck Alfonso Fonseca | 5647743 | 1 | 04/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eileen Barnes Cole | 4297937 | 3 | 04/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlon Hugh Beavers | 7668761 | 1 | 04/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eileen Barnes Cole | 4297937 | 3 | 04/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michele Anne Casey | 2865776 | 2 | 04/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Robert Campora | 3194992 | 2 | 04/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |