Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald C Reynolds | 828783 | 1 | 11/30/-0001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| George Stafford Eckhardt | 75264 | 6 | 11/30/-0001 | Customer Dispute | Settled | $44,000.00 | $0.00 | See FINRA Report |
| Peter G Hart | 238684 | 2 | 11/30/-0001 | Customer Dispute | Settled | $24,247.00 | $0.00 | See FINRA Report |
| Joseph Robert Jesionowski | 258540 | 2 | 11/30/-0001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |