Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Thomas Turnbough | 867704 | 7 | 04/01/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Thomas Turnbough | 867704 | 7 | 05/20/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leland David Levy | 308292 | 3 | 01/01/1953 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mary Elizabeth Collins | 1232791 | 1 | 11/30/-0001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harvey Jack Markzon | 320299 | 1 | 11/30/-0001 | Customer Dispute | Settled | $46,770.00 | $0.00 | See FINRA Report |
| Andrew Richard Lowe | 864311 | 5 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Edward Piccirillo | 835562 | 5 | 11/30/-0001 | Customer Dispute | Award / Judgment | $23,000.00 | $2,000.00 | See FINRA Report |
| Randy Thomas Odom | 1707285 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert E Barnard | 1101523 | 7 | 11/30/-0001 | Customer Dispute | Settled | $37,000.00 | $0.00 | See FINRA Report |
| Mark Alan Kronenfeld | 1201140 | 4 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |