Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Andrew Cooper | 7461051 | 1 | 05/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christian Thomas Conelly | 6695351 | 1 | 05/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Kenneth Gross | 2832306 | 2 | 05/29/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 05/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 05/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel A Shimchick | 6957182 | 1 | 05/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Harland Ira Jacobs | 3005519 | 2 | 05/24/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charrisse Maria Thomas | 5360363 | 3 | 05/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicole Alexis Reynolds | 7475709 | 1 | 05/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Miguel Serrano | 7415175 | 5 | 05/18/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |