Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Wade Hudson | 3148246 | 2 | 06/10/2024 | Customer Dispute | Denied | $64,362.20 | $0.00 | See FINRA Report |
| Amy Dawn Schmitz | 5923039 | 1 | 06/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Damian Agustin Pereira-Nunez | 5211567 | 1 | 06/06/2024 | Customer Dispute | Closed-No Action | $7,000.00 | $0.00 | See FINRA Report |
| Jeremy Shad Madden | 4520813 | 2 | 06/06/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Malleri Christine Temple | 7851712 | 2 | 06/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 06/05/2024 | Customer Dispute | Pending | $475,000.00 | $0.00 | See FINRA Report |
| Shaleah Lakaya Provencher | 7665381 | 4 | 06/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Maria Alejandra Torrado | 6562934 | 2 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Maria Alejandra Torrado | 6562934 | 2 | 05/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Njeri Maia Henderson | 6925056 | 6 | 05/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |