Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brieane S Kelley | 5088210 | 1 | 10/06/2022 | Customer Dispute | Pending | $18,689.20 | $0.00 | See FINRA Report |
| Charles Zhong Zheng | 5517193 | 2 | 10/04/2022 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Peter Barreto | 1133654 | 1 | 09/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey John McKee | 5721657 | 3 | 09/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Paul Satriano | 4662519 | 1 | 09/24/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brad Alan Payton | 6555184 | 3 | 09/23/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Miguel Cervantes | 2619407 | 4 | 09/22/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Rudolphdavid Lascelles | 1839374 | 3 | 09/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Sicari | 6016241 | 2 | 09/20/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Christopher Brezenski | 5140646 | 4 | 09/15/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |