Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Joseph Casey | 5510744 | 1 | 06/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori Lynn Wagner | 4178149 | 1 | 06/18/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 06/17/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taymon Lawrence Brown | 7797022 | 2 | 06/17/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcus Robinson | 7548521 | 1 | 06/16/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Joseph Curcio | 4946771 | 1 | 06/13/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenya Ramirez | 6746373 | 1 | 06/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Loren Dennis Evans | 840026 | 1 | 06/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michele Anne Casey | 2865776 | 2 | 06/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Robert Dirgo | 7180308 | 1 | 06/10/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |