Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Matthew Polis | 1257552 | 2 | 11/04/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Donavan Lee Hilsabeck | 1503039 | 2 | 10/27/2022 | Customer Dispute | Pending | $220,000.00 | $0.00 | See FINRA Report |
| Thomas Melvin Bryant | 6435033 | 1 | 10/26/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lary Douglas Bloom | 4134648 | 5 | 10/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Anthony Rice | 5203302 | 2 | 10/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Ruziecki | 5929664 | 1 | 10/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Duran | 5727067 | 1 | 10/12/2022 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Samuel Starr | 1893387 | 2 | 10/11/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Arrington Clouse | 5726070 | 2 | 10/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Barberis | 1772762 | 5 | 10/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |