Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark D Sullivan | 5143963 | 1 | 12/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Burns | 1922237 | 1 | 12/06/2022 | Customer Dispute | Pending | $28,025.30 | $0.00 | See FINRA Report |
| Michael Grant Chapman | 6335591 | 1 | 12/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Steven Kuruzovich | 1636930 | 2 | 11/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Paul Charmley | 4207973 | 2 | 11/28/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Ivan Ortiz Mestizo | 6173463 | 2 | 11/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Gene Somerville | 430514 | 1 | 11/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert A Deblasio | 5545994 | 3 | 11/08/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Uzochukwu Louis Anughora | 7097176 | 2 | 11/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Walter Joseph Hauth | 3264033 | 1 | 11/06/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |