Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tithy Choa | 7757749 | 3 | 05/10/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lovie Michelle Wilkins | 5437941 | 1 | 05/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alan Michael Greenspan | 5911203 | 2 | 05/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Bousfield | 5975318 | 1 | 05/04/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Graham Enright | 1326171 | 2 | 05/01/2023 | Customer Dispute | Denied | $130,000.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 6 | 05/01/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Scott Goodell | 5794800 | 1 | 04/27/2023 | Customer Dispute | Denied | $51,216.30 | $0.00 | See FINRA Report |
| Stanley William Smith | 1317559 | 1 | 04/26/2023 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Arlen John Ledet | 1332435 | 7 | 04/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emanuel David Perez | 7435064 | 1 | 04/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |