Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc David Squire | 4579446 | 2 | 05/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marc David Squire | 4579446 | 2 | 05/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maria Marchelle Azarcon Garing-Cortes | 6905270 | 1 | 05/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodrick A Fowler | 5311190 | 2 | 05/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sergio Soto | 5534366 | 2 | 05/23/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Konstantin Rusin | 5270520 | 2 | 05/20/2023 | Customer Dispute | Denied | $46,500.00 | $0.00 | See FINRA Report |
| Danny Jay Buesing | 6819971 | 1 | 05/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Grant Chapman | 6335591 | 2 | 05/17/2023 | Customer Dispute | Denied | $175,000.00 | $0.00 | See FINRA Report |
| Tithy Choa | 7757749 | 3 | 05/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hodson Dylan Vincent Shepherd | 3255096 | 1 | 05/10/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |