Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Nessia | 4237921 | 1 | 07/10/2023 | Customer Dispute | Pending | $89,641.20 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 07/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Lotspeich | 5494946 | 2 | 06/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Vincent Joseph Johnson | 6288746 | 1 | 06/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Cannariato | 5506868 | 1 | 06/28/2023 | Customer Dispute | Settled | $13,439.00 | $0.00 | See FINRA Report |
| Mohsen Babaeian | 6087190 | 2 | 06/26/2023 | Customer Dispute | Denied | $51,744.00 | $0.00 | See FINRA Report |
| Neda Afnani Riyazati | 6913399 | 1 | 06/23/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allen H Wilson | 2420229 | 6 | 06/22/2023 | Customer Dispute | Settled | $545,000.00 | $0.00 | See FINRA Report |
| Juan Carlos Mendieta | 7650442 | 8 | 06/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Randolph | 4417809 | 1 | 06/20/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |