Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Lyndell Smith | 5958481 | 1 | 08/21/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Grant Archer | 7649796 | 1 | 08/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua K Piercy | 6620457 | 2 | 08/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Scott Edward Seltzer | 2724643 | 1 | 08/16/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Emerson Castellano | 6461653 | 1 | 08/15/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Gary Bennett | 5392768 | 1 | 08/14/2023 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Saraphena McKinnon | 7158097 | 1 | 08/08/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher L Cunningham | 2540400 | 2 | 08/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Heather Nadeau | 7607423 | 2 | 08/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Townsend McCune | 326451 | 4 | 08/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |