Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leigh Eran Einhorn | 2091410 | 5 | 12/21/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Mary Antonia Wallack | 1161383 | 1 | 12/20/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Blake Michael Hammer | 5034228 | 1 | 12/20/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jose L Raya | 5775638 | 3 | 12/20/2022 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 3 | 12/20/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 3 | 12/20/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| James Roy Paige | 1726609 | 3 | 12/20/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Everett Wingate | 3177979 | 2 | 12/19/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Justin Thomas | 5463597 | 2 | 12/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Allen Davis | 1183438 | 4 | 12/15/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |