Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Timothy Higgins | 2374125 | 1 | 08/09/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Njeri Maia Henderson | 6925056 | 6 | 08/06/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Njeri Maia Henderson | 6925056 | 6 | 08/05/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Njeri Maia Henderson | 6925056 | 6 | 07/31/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stacy L Schmidt-Carroll | 3188069 | 1 | 07/30/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ana Talia Salt | 7413066 | 1 | 07/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Samuel Starr | 1893387 | 2 | 07/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Megan Nichol McGrath | 7052734 | 2 | 07/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Arthur Farris | 3238929 | 1 | 07/18/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilson Kwok | 5083791 | 1 | 07/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |