Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Paul Anderson | 6242070 | 2 | 09/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary Paul Anderson | 6242070 | 2 | 09/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Franklin Overholt | 6373366 | 1 | 09/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Reid Horowitz | 2681741 | 3 | 09/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raffe Deirmenjian | 2552562 | 4 | 09/05/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Raynell Gresham | 6902771 | 1 | 09/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Lorraine Gust | 2950505 | 1 | 08/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Leann Marie Gabel | 6440392 | 3 | 08/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raffe Deirmenjian | 2552562 | 4 | 08/28/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alex Stolper | 6537897 | 1 | 08/25/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |