Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen Vivian Coleman | 723024 | 5 | 10/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas James Bell | 2398125 | 1 | 10/05/2023 | Customer Dispute | Denied | $19,930.70 | $0.00 | See FINRA Report |
| Frank L Ramey | 2289063 | 5 | 10/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Andrew Merritt | 4327201 | 3 | 10/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juan Carlos Mendieta | 7650442 | 8 | 09/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Magaly Ladron de Guevara | 4609294 | 3 | 09/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Magaly Ladron de Guevara | 4609294 | 3 | 09/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Henry Avant | 1359654 | 1 | 09/21/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Magaly Ladron de Guevara | 4609294 | 3 | 09/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jacquelyn Jacobs Gallo | 4834823 | 1 | 09/15/2023 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |