Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kwame Omari Edwards | 7149041 | 1 | 11/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Enrique Riveros-Valle | 7250275 | 2 | 10/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Vivian Coleman | 723024 | 5 | 10/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leann Marie Gabel | 6440392 | 3 | 10/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Parkin | 2974077 | 2 | 10/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Sanchez | 2398077 | 3 | 10/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zachary A Harless | 5525364 | 4 | 10/20/2023 | Customer Dispute | Settled | $320,000.00 | $0.00 | See FINRA Report |
| Mary Maniscalli | 2266310 | 3 | 10/20/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Colleen Marie McMichael | 5289548 | 2 | 10/16/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Arlen John Ledet | 1332435 | 7 | 10/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |