Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Edward Wendelin | 1146303 | 1 | 11/17/2023 | Customer Dispute | Pending | $495,000.00 | $0.00 | See FINRA Report |
| Saverin Ahmed | 6269069 | 1 | 11/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Casey Dc Gilmartin | 7635861 | 3 | 11/17/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mary Maniscalli | 2266310 | 3 | 11/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Richard Peterson | 6311997 | 1 | 11/11/2023 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Blake Barnes | 5615005 | 1 | 11/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carroll Mac Wilson | 2777324 | 3 | 11/07/2023 | Customer Dispute | Settled | $26,916.20 | $0.00 | See FINRA Report |
| Pablo Zaragoza | 6658905 | 1 | 11/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zachary Maher | 7023728 | 2 | 11/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Rudolphdavid Lascelles | 1839374 | 4 | 11/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |