Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew Jay Kutcher | 2456469 | 4 | 11/27/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Reid Horowitz | 2681741 | 3 | 11/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Jay Kutcher | 2456469 | 4 | 11/22/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Kerrie Coe | 4951159 | 2 | 11/22/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Dennis | 5440851 | 1 | 11/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Pasquale Capone | 2487767 | 9 | 11/21/2023 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |
| Andrew Matthew Polis | 1257552 | 3 | 11/20/2023 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| James Cabourne Blaszyk | 5364851 | 2 | 11/20/2023 | Customer Dispute | Pending | $400,000.00 | $0.00 | See FINRA Report |
| Robert Joseph McLane | 4007812 | 2 | 11/17/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Lawrence Friedlander | 1316999 | 2 | 11/17/2023 | Customer Dispute | Pending | $495,000.00 | $0.00 | See FINRA Report |