Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leann Marie Gabel | 6440392 | 3 | 12/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Matilda Babapoor | 6931139 | 1 | 12/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas MacKay Belden | 1489980 | 3 | 12/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Miguel Serrano | 7415175 | 5 | 12/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Anthony Miguel Serrano | 7415175 | 5 | 12/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tithy Choa | 7757749 | 3 | 11/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monica Yates Harrison-Church | 4722051 | 2 | 11/29/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ifeanyi Louis-Alfred Ukatu | 5921861 | 2 | 11/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Wade Hudson | 3148246 | 2 | 11/28/2023 | Customer Dispute | Denied | $15,045.50 | $0.00 | See FINRA Report |
| Casey Dc Gilmartin | 7635861 | 3 | 11/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |