Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Joseph Gatyas | 1578760 | 16 | 01/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 01/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus Andrew Heckman | 5593933 | 3 | 01/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus Andrew Heckman | 5593933 | 3 | 01/07/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Norman Fuller Barrett | 2640131 | 3 | 12/31/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 12/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Joseph Gatyas | 1578760 | 16 | 12/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurie Cernac Brock | 2241507 | 1 | 12/22/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Allen H Wilson | 2420229 | 6 | 12/20/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brenda Rose Aslyn | 2855617 | 5 | 12/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |