Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William John Taratsas | 2246647 | 1 | 03/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandro Mariano Olivos | 3228574 | 1 | 03/12/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Reid Horowitz | 2681741 | 3 | 03/11/2024 | Customer Dispute | Settled | $2,039,030.00 | $0.00 | See FINRA Report |
| Kimberly Rountree | 1754494 | 1 | 03/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Phillip Scott Holder | 4917904 | 2 | 03/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald David Albers | 2401383 | 2 | 03/11/2024 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Craig Steven Nomberg | 4293515 | 2 | 03/07/2024 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Xay Thao | 5906490 | 1 | 03/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anton Gregory Marasco | 6953873 | 1 | 02/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gilbert Anthony Rodriguez | 5452850 | 2 | 02/28/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |