Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Hamilton Schoeffler | 2457861 | 1 | 04/10/2000 | Customer Dispute | Withdrawn | $8,400.00 | $0.00 | See FINRA Report |
| Roy N Apple | 1553986 | 4 | 04/10/2000 | Customer Dispute | Withdrawn | $3,000,000.00 | $0.00 | See FINRA Report |
| Emilio Roberto Harris | 1734459 | 2 | 01/12/2000 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Richard Clyde Hastings | 1422406 | 1 | 01/13/1999 | Customer Dispute | Withdrawn | $12,000.00 | $0.00 | See FINRA Report |
| Lee Gleeman | 1366954 | 2 | 09/15/1998 | Customer Dispute | Withdrawn | $8,947.74 | $0.00 | See FINRA Report |
| Poonam Rani Maheshwari | 2636576 | 2 | 11/24/1997 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |