Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gail A Lee | 1357204 | 1 | 02/18/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Rick Allen Nunley | 4301980 | 1 | 01/14/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Andrew Matthew Polis | 1257552 | 3 | 01/02/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mark A Compton | 2445962 | 2 | 11/02/2001 | Customer Dispute | Withdrawn | $67,554.00 | $0.00 | See FINRA Report |
| John Jay Parker | 2423679 | 4 | 08/07/2001 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| David G Weissman | 1565398 | 1 | 07/27/2001 | Customer Dispute | Withdrawn | $8,900.00 | $0.00 | See FINRA Report |
| Julie Chi-Ching Chen Tung | 2773967 | 2 | 05/17/2001 | Customer Dispute | Withdrawn | $24,180.60 | $0.00 | See FINRA Report |
| Julie Chi-Ching Chen Tung | 2773967 | 2 | 05/17/2001 | Customer Dispute | Withdrawn | $5,760.87 | $0.00 | See FINRA Report |
| Don Persons Wyse | 1417139 | 6 | 05/19/2000 | Customer Dispute | Withdrawn | $145,000.00 | $0.00 | See FINRA Report |
| David Trent | 2384984 | 3 | 05/19/2000 | Customer Dispute | Withdrawn | $145,000.00 | $0.00 | See FINRA Report |