Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leroy Born | 4052650 | 6 | 05/30/2007 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Hugh MacK Sloan | 734065 | 2 | 06/13/2006 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Brian Keith Payne | 2170064 | 1 | 12/29/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Stephen Anthony Thompson | 2423551 | 4 | 04/14/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Thomas Lee Klimisch | 2748323 | 2 | 09/15/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lawrence Kiley | 4007381 | 3 | 03/22/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lawrence Kiley | 4007381 | 3 | 03/22/2004 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gerald Paul Gallagher | 4132976 | 2 | 12/09/2002 | Customer Dispute | Withdrawn | $17,000.00 | $0.00 | See FINRA Report |
| Donna Bowler | 1733184 | 1 | 12/09/2002 | Customer Dispute | Withdrawn | $22,564.20 | $0.00 | See FINRA Report |
| William D Cutsinger | 1560043 | 6 | 06/19/2002 | Customer Dispute | Withdrawn | $7,127.43 | $0.00 | See FINRA Report |