Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wells Fargo Clearing Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Robert Leonard | 1260610 | 4 | 03/30/2009 | Customer Dispute | Withdrawn | $15,000.00 | $0.00 | See FINRA Report |
| Christopher Jeremy MacFarlane | 5170069 | 1 | 03/03/2009 | Customer Dispute | Withdrawn | $200,000.00 | $0.00 | See FINRA Report |
| Mark Chris Alcala | 2535867 | 1 | 01/21/2009 | Customer Dispute | Withdrawn | $250,000.00 | $0.00 | See FINRA Report |
| Robert Ellsworth McMann | 1663189 | 6 | 09/26/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Harmer | 724175 | 8 | 07/28/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mark Piety Catron | 2123353 | 6 | 04/29/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael William McLaughlin | 2754599 | 2 | 08/22/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Leroy Born | 4052650 | 6 | 08/22/2007 | Customer Dispute | Withdrawn | $7,750.00 | $0.00 | See FINRA Report |
| Michael Banayan | 2934389 | 3 | 08/16/2007 | Customer Dispute | Withdrawn | $23,000.00 | $0.00 | See FINRA Report |
| John Arlan Woods | 2940120 | 1 | 08/14/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |